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Name | | Age | | Title | | Director Since | | | Age | | Title | | Director Since | | ||||||
Lawrence Mendelsohn | | 56 | | Chairman of the Board of Directors and Chief Executive Officer (“CEO”); Manager of our Manager | | 2014 | | | 58 | | Chairman of the Board of Directors and ChiefExecutive Officer (“CEO”); Manager of our Manager | | 2014 | | ||||||
Russell Schaub | | 53 | | President and Director; Vice-President and Chief Operating Officer of the Servicer | | 2015 | | | 55 | | President and Director; Vice-President and Chief Operating Officer of the Servicer | | 2015 | | ||||||
Steven L. Begleiter | | 55 | | Director | | 2014 | | | 57 | | Director | | 2014 | | ||||||
John C. Condas | | 56 | | Director | | 2015 | | | 58 | | Director | | 2015 | | ||||||
Paul Friedman | | 63 | | Director | | 2016 | | | 65 | | Director | | 2016 | | ||||||
Jonathan Bradford Handley, Jr. | | 47 | | Director | | 2014 | | | 49 | | Director | | 2014 | | ||||||
J. Kirk Ogren, Jr. | | 57 | | Director | | 2014 | | | 59 | | Director | | 2014 | |
| | Year Ended December 31, 2016 | | | Year Ended December 31, 2018 | | ||||||||
Audit Fees | | | $ | 463,000 | | | | | $ | 736,000 | | | ||
Audit-Related Fees | | | | — | | | | | | — | | | ||
Tax Fees | | | | — | | | | | | — | | | ||
All Other Fees | | | | — | | | | | | — | | | ||
Total | | | $ | 463,000 | | | | | $ | 736,000 | | | |
Member | | | Audit Committee | | | Compensation Committee | | | Nominating and Corporate Governance Committee | |
Lawrence Mendelsohn | | | | | | | | | | |
Russell Schaub | | | | | | | | | | |
Steven L. Begleiter | | | | | | | | | | |
John C. Condas | | | | | | X | | | X | |
Paul Friedman | | | X | | | X | | | X | |
Jonathan Bradford Handley, Jr.* | | | X (chair) | | | | | | | |
J. Kirk Ogren, Jr. | | | X | | | X (chair) | | | X (chair) | |
Name | | | Age | | | Title | |
Lawrence Mendelsohn | | | | | Chairman of the Board and CEO; Manager of our Manager | | |
Russell Schaub | | | | | President and Director; Vice-President and Chief Operating Officer of the Servicer | | |
Mary Doyle | | | | | CFO; CFO of the Manager and the Servicer | |
Name and principal position | | | Year | | | Salary ($) | | | Bonus ($) | | | Stock awards ($)(1) | | | Option awards ($) | | | Non-equity incentive plan compensation ($) | | | Change in pension value and nonqualified deferred compensation earnings ($) | | | All other compensation ($) | | | Total ($) | | |||||||||||||||||||||||||||
Lawrence Mendelsohn(2) | | | | | 2018 | | | | | | — | | | | | | — | | | | | | 108,640 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 108,640 | | |
| | | 2017 | | | | | | — | | | | | | — | | | | | | 237,150 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 237,150 | | | ||
| | | 2016 | | | | | | — | | | | | | — | | | | | | 742,500 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 742,500 | | | ||
Mary Doyle | | | | | 2018 | | | | | | 250,000(3) | | | | | | 150,000(3) | | | | | | 54,320 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 454,320 | | |
| | | 2017 | | | | | | 250,000(3) | | | | | | 150,000(3) | | | | | | 55,800 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 455,800 | | | ||
| | | 2016 | | | | | | 189,726(3) | | | | | | — | | | | | | 162,000 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 351,726 | | | ||
Russell Schaub(4) | | | | | 2018 | | | | | | — | | | | | | — | | | | | | 54,320 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 54,320 | | |
| | | 2017 | | | | | | — | | | | | | — | | | | | | 55,800 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 55,800 | | | ||
| | | 2016 | | | | | | — | | | | | | — | | | | | | 445,500 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 445,500 | | |
| | | | | | | | | Estimated future payouts under non-equity incentive plan awards | | | Estimated future payouts under equity incentive plan awards | | | All other stock awards: Number of shares of stock or units (#) | | | All other option awards: Number of securities underlying options (#) | | | Exercise or base price of option awards ($/Sh) | | | Grant date fair value of stock and option awards | | ||||||||||||||||||||||||||||||||||||||||||
Name | | | Grant date | | | Threshold ($) | | | Target ($) | | | Maximum ($) | | | Threshold (#) | | | Target(1) (#) | | | Maximum (#) | | |||||||||||||||||||||||||||||||||||||||||||||
Lawrence Mendelsohn | | | | | 8/10/18 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 8,000 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 108,640 | | |
Mary Doyle | | | | | 8/10/18 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 4,000 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 54,320 | | |
Russell Schaub | | | | | 8/10/18 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 4,000 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 54,320 | | |
| | | Option awards | | | Stock awards | | ||||||||||||||||||||||||||||||||||||||||||||||||
Name | | | Number of securities underlying unexercised options (#) exercisable | | | Number of securities underlying unexercised options (#) unexercisable | | | Equity incentive plan awards: number of securities underlying unexercised unearned options (#) | | | Option exercise price ($) | | | Option expiration date | | | Number of shares or units of stock that have not vested (#) | | | Market value of shares or units of stock that have not vested(1) ($) | | | Equity incentive plan awards: number of unearned shares, units or other rights that have not vested (#) | | | Equity incentive plan awards: market or payout value of unearned shares, units or other rights that have not vested(1) ($) | | |||||||||||||||||||||||||||
Lawrence Mendelsohn | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 37,667 | | | | | | 514,240 | | | | | | 37,667 | | | | | | 514,240 | | |
Mary Doyle | | | | | — | | | | | | — | | | | | | — | | | | | | | | | | | | — | | | | | | 10,667 | | | | | | 145,520 | | | | | | 10,667 | | | | | | 145,520 | | |
Russell Schaub | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 17,667 | | | | | | 240,020 | | | | | | 17,667 | | | | | | 240,020 | | |
| | | Option awards | | | Stock awards | | ||||||||||||||||||
Name | | | Number of shares acquired on exercise (#) | | | Value realized on exercise ($) | | | Number of shares acquired on vesting (#) | | | Value realized on vesting(1) ($) | | ||||||||||||
Lawrence Mendelsohn | | | | | — | | | | | | — | | | | | | 24,000 | | | | | | 326,550 | | |
Mary Doyle | | | | | — | | | | | | — | | | | | | 5,333 | | | | | | 72,600 | | |
Russell Schaub | | | | | — | | | | | | — | | | | | | 12,333 | | | | | | 167,100 | | |
Name | | Fees Earned or Paid in Cash ($) | | Stock Awards ($)(1) | | Total ($) | | | Fees Earned or Paid in Cash ($) | | Stock Awards ($)(1) | | Total ($) | | ||||||||||||||||||||||||
John C. Condas | | | $ | 25,000 | | | | $ | 18,750 | | | | $ | 43,750 | | | | | | 37,500 | | | | | 57,741 | | | | | 95,241 | | | ||||||
Paul Friedman | | | | 12,500 | | | | | 6,251 | | | | | 18,751 | | | | | | 37,500 | | | | | 57,741 | | | | | 95,241 | | | ||||||
Jonathan Bradford Handley, Jr | | | | 30,000 | | | | | 18,750 | | | | | 48,750 | | | ||||||||||||||||||||||
Daniel Hoffman(3) | | | | 17,500 | | | | | 12,499 | | | | | 29,999 | | | ||||||||||||||||||||||
Jonathan Bradford Handley, Jr. | | | | 50,000 | | | | | 57,741 | | | | | 107,741 | | | ||||||||||||||||||||||
J. Kirk Ogren, Jr. | | | | 45,000 | | | | | 18,750 | | | | | 63,750 | | | | | | 57,500 | | | | | 57,741 | | | | | 115,241 | | | ||||||
| | | $ | 130,000 | | | | $ | 75,000 | | | | $ | 205,000 | | | | | | 182,500 | | | | | 230,964 | | | | | 413,464 | | | |
| | | Shares Beneficially Owned | | |||||||||
| | | Number | | | Percent | | ||||||
Wellington Management Company LLP(1) | | | | | 3,412,467 | | | | | | 18.2% | | |
Flexpoint Great Ajax Holdings LLC(2) | | | | | 1,917,500 | | | | | | 10.2% | | |
American Financial Group, Inc.(3) | | | | | 1,571,190 | | | | | | 8.4% | | |
FMR LLC(4) | | | | | 1,558,726 | | | | | | 8.3% | | |
Covalent Partners LLC(5) | | | | | 1,101,762 | | | | | | 5.9% | | |
BlackRock, Inc.(6) | | | | | 1,057,646 | | | | | | 5.6% | | |
AllianceBernstein L.P.(7) | | | | | 972,948 | | | | | | 5.2% | | |
Lawrence Mendelsohn(8)(9)(10)(11)(12) | | | | | 565,025 | | | | | | 3.0% | | |
Aspen Yo LLC(12) | | | | | 529,722 | | | | | | 2.7% | | |
TIG Advisors, LLC(13) | | | | | 490,792 | | | | | | 2.6% | | |
Thetis Asset Management LLC | | | | | 254,955 | | | | | | 1.4% | | |
Russell Schaub(14) | | | | | 63,019 | | | | | | * | | |
Jonathan Bradford Handley, Jr. | | | | | 54,384 | | | | | | * | | |
Mary Doyle | | | | | 19,743 | | | | | | * | | |
J. Kirk Ogren, Jr.(15) | | | | | 6,965 | | | | | | * | | |
Paul Friedman | | | | | 5,392 | | | | | | * | | |
John C. Condas | | | | | 5,380 | | | | | | * | | |
Steven L. Begleiter(16) | | | | | — | | | | | | * | | |
Executive officers and directors as a group (8 persons)(17) | | | | | 719,908 | | | | | | 3.8% | | |
| | | Shares Beneficially Owned | | |||||||||
| | | Number | | | Percent | | ||||||
Wellington Management Group LLP(1) | | | | | 3,647,967 | | | | | | 18.6% | | |
FMR LLC(2) | | | | | 3,000,429 | | | | | | 15.3% | | |
Flexpoint Great Ajax Holdings LLC(3) | | | | | 1,917,500 | | | | | | 9.8% | | |
Ithan Creek Master Investors (Cayman) L.P.(4) | | | | | 1,850,670 | | | | | | 9.4% | | |
American Financial Group, Inc.(5) | | | | | 1,571,190 | | | | | | 8.0% | | |
BlackRock, Inc.(6) | | | | | 1,238,026 | | | | | | 6.3% | | |
Lawrence Mendelsohn(7)(8)(9)(10)(11)(12) | | | | | 987,797 | | | | | | 5.0% | | |
Aspen Yo LLC(10) | | | | | 838,448 | | | | | | 4.3% | | |
Thetis Asset Management LLC | | | | | 488,680 | | | | | | 2.5% | | |
Russell Schaub(13) | | | | | 78,070 | | | | | | * | | |
Jonathan Bradford Handley, Jr.(14) | | | | | 62,218 | | | | | | * | | |
Mary Doyle | | | | | 45,731 | | | | | | * | | |
J. Kirk Ogren, Jr.(15) | | | | | 24,409 | | | | | | * | | |
Paul Friedman(16) | | | | | 13,692 | | | | | | * | | |
John C. Condas | | | | | 13,214 | | | | | | * | | |
Steven L. Begleiter(17) | | | | | — | | | | | | * | | |
Executive officers and directors as a group (8 persons)(18) | | | | | 1,226,034 | | | | | | 6.3% | | |